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Robert L. Tortoriello

Guide to Bank Underwriting, Dealing and Brokerage Activities

Video Introduction
Respected author and expert Robert L. Tortoriello explains the changes in law, regulation, and practice affecting capital markets activities of U.S. and foreign banks. Guide to Bank Underwriting, Dealing and Brokerage Activities describes in detail the U.S. regulatory regime applicable to these activities and highlights recent developments regarding the conduct of securities-related business under the Gramm-Leach-Bliley Act, the Bank Holding Company Act, the Glass-Steagall Act, and other applicable laws.


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