SECURITIES CENTER U.S.

A SINGLE SOURCE FOR SECURITIES LAW RESEARCH

Now there's a single destination for your U.S. securities work. The Securities Center U.S. from Thomson Reuters Westlaw offers the most complete, current coverage with practice-specific tools relevant to the Securities Acts of 1933 and 1934 and Blue Sky law.

All you have to do is "get in and drive" – no need to construct queries or choose databases. The Securities Center U.S. provides a place where filings, law, and guidance all come together, with just what you need for research, drafting, and review.

Targeted guidance and functionality:

  • Securities Navigator offers an effective starting point for research and exploration
  • Combined view of '33 and '34 Act precedent, guidance, and law through Navigator Events View
  • Checklists and models provide guidance for disclosure processes
  • Consolidated results from multiple sources of filings, guidance, and law
  • Enhanced document display with integrated table of contents linked to document sections
  • Access to more than 50 analytical titles for reference

'33 Act and Blue Sky:

  • SEC filings, including filings section search
  • Registrations and Prospectuses deals database
  • Federal laws and regulations for '33 Act
  • Precedent authority relevant to '33 Act
  • Blue Sky Registration Advisor
  • Blue Sky caselaw and 50-State Surveys

Precedent SEC filings:

  • Full history of 10-K/10-KSB, 10-Q/10-QSB, 8-K, S-1, S-3, S-11 and related prospectuses, Schedule14A and forms 3, 4, and 5
  • More than 1 million searchable sections for 10-K/10-KSB, 10-Q/10-QSB, 8-K, S-1, S-3, S-11 and related prospectuses, and Schedule 14A

Exclusive current awareness:

  • SEC Currents articles cover disclosure trends integrated with search results
  • SEC Currents articles of special interest are highlighted on the Securities Center main page
  • Linkable quick topics of high relevance appear on the Securities Center main page

Statutes and regulations relevant to '33 Act and '34 Act:

  • Securities Act of 1933; Securities Exchange Act of 1934; Sarbanes-Oxley Act; 1934 Exchange Act Rules; Regulations S-X, S-B, S-K, and FD
  • Public law tables of contents and section numbers/headings for easy identification
  • Links to Westlaw for deep research into legislative history and caselaw with KeyCite, StatutesPlus, and RegulationsPlus

Business due diligence coverage:

  • U.S. public companies filing 10-K, 8-K, S-1, S-3, S-11 and related prospectuses, and/or Schedule 14A
  • Legal Due Diligence Reports
  • Filing forms 3, 4, and 5
  • Peer search capabilities to quickly find information on companies like yours

Comprehensive agency guidance:

  • 112,000 SEC Comment and Issuer Response letters since 2002
  • 63,000 No-Action Letters dating to 1971

Learn more about Securities Center U.S.…