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Civil Liabilities: Enforcement and Litigation Under the 1933 Act (Vol....

Civil Liabilities: Enforcement and Litigation Under the 1933 Act (Vol. 17, Securities Law Series)

By J. William Hicks
Copyright: 2001-2011
Last Updated: 11/7/2011
Availability: In Stock   Details 
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Series: Securities Law Series
Brand: Clark Boardman Callaghan
Pages: 3014
Free Update Period: 90 days
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Description

Persons harmed in securities transactions have a number of private rights of actions. These volumes, which are organized by statutory remedy, analyze the three basic liability provisions of the 1933 Act. In addition, you’ll find an overview of protected interests, an examination of SEC enforcement actions, a discussion of nonlitigious responses to violations, a review of materially misleading or defective registration statements, an exploration of secondary liability issues and the implied cause of action, and a discussion of the applicability of Rule 10b-5 liability.

Features

  • A comprehensive analysis of the three basic civil liability provisions in theSecurities Act of 1933
  • Clarifies nonlitigation responses to violations and investigates materially misleading or defection registration statements under Section 11
  • Comprehensive and easy to use handbook
  • Explains civil liabilities under Section 12 where there is no registration
  • In-depth discussions of Sections 11, 12(1), and 12(2)
  • Offers a statute-based organization to discuss this important topic
  • Presents a defense network to legitimately protect the interests of the public, seller, and purchaser of securities
  • Provides an overview of protected interests, examining SEC enforcement actions

Summary Of Contents

Filing and Shelving Instructions

Replacement Pages
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