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Designing an Effective Securities and Corporate Governance Compliance ...

Designing an Effective Securities and Corporate Governance Compliance Program, 2010-2011 ed. (Vol. 10, Corporate Compliance Series)

By Robert J. Wild
Copyright: 2010
ISBN-13: 9780314999009
Last Updated: 12/14/2010
Availability: In Stock  
Product Details »
Series: Corporate Compliance Series
Brand: Clark Boardman Callaghan
Pages: 844
Components: 1 Print
Free Update Period: 90 days
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Available Options:
Book - softbound
List Price:
 $316.00
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Monthly Book Pricing through the Assured Print Pricing Service allows you to budget your purchase and updates evenly across 12 months. Contract options are for 24 or 36 months and include all updates.

Description

This deskbook will keep you up-to-date with new developments in securities compliance in light of the Sarbanes-Oxley Act. It provides guidance for corporate counsel and private practitioners in the creation and maintenance of an effective securities law compliance program -- including discussion of applicable law, audit committees, liability and disclosure and filing requirements.

Features

  • Actual examples pave the way for smooth implementation of compliance programs
  • Contains practical tips for planning and designing securities programs
  • Guidelines for auditing compliance programs
  • Helps to accurately identify weaknesses in your corporation’s securities compliance system and build on its strengths
  • Proven suggestions for convincing management to accept and support the programs
  • Shows how to train frontline employees to run the securities compliance system effectively
  • Suggests ways to elevate employees’ awareness of potential legal issues
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