skip to main content
skip to site footer
SEARCH FOR Go Search ADVANCED SEARCH »
SHOP PRACTICE AREAS Menu Dropdown
FEATURED
ALL



Limited Offering Exemptions: Regulation D, 2011-2012 ed. (Securities L...

Limited Offering Exemptions: Regulation D, 2011-2012 ed. (Securities Law Handbook Series)

By J. William Hicks
ISBN-13: 9780314606617
Last Updated: 9/15/2011
Availability: In Stock  
Product Details »
Series: Securities Law Handbook Series
Brand: Clark Boardman Callaghan
Pages: 576
Components: 1 Print
Shelf Space: 1 in.
Free Update Period: 90 days
Shipping: FREE Ground Shipping »
Free ground shipping is available on every in-stock West order shipped within the United States. If you choose this option, your order will generally ship from West within 1-2 business days and arrive within 7-10 days via the carrier that West selects. Past-due accounts and other credit issues may delay your order.
Available Options:
Book - softbound
List Price:
 $830.00
Monthly book pricing (What's This? )
Monthly Book Pricing through the Assured Print Pricing Service allows you to budget your purchase and updates evenly across 12 months. Contract options are for 24 or 36 months and include all updates.

Description

With a state-by-state analysis, this reference helps you keep abreast of the myriad regulations, key definitions, and current trends relating to Regulation D. It includes a collection of charts and comparisons to help you evaluate the fast-changing regulatory patterns for securities offerings, determine exemptions, and coordinate registration procedures as required by the SEC and NASAA.

Features

  • Coordination and Compatibility: A Survey of State Blue Sky Laws
  • Rule 501: Common Definitions
  • Rule 502: General Conditions
  • Rule 503: Filing of Notice of Sales
  • Rule 504: Exemption for Sales Not Exceeding $1 Million
  • Rule 505: Exemption for Limited Offers and Sales Not Exceeding $5 Million
  • Rule 506: Exemption for Limited Offers and Sales Without Regard to Dollar Amount of Offering
  • Rules 507 and 508: Violations

Filing and Shelving Instructions
Can We Help?
Find your Representative »
Live Chat »
Contact Us »
Call 1-800-344-5008