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Modern Securities Transfers, 4th (Vols. 28 & 28A, Securities Law Serie...

Modern Securities Transfers, 4th (Vols. 28 & 28A, Securities Law Series®)

By Egon Guttman
Copyright: 2010-2011
Last Updated: 10/14/2011
Availability: Partial Stock   Details 
Product Details »
Series: Securities Law Series
Brand: Warren, Gorham and Lamont
Free Update Period: 90 days
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Description

This text is a convenient source of laws, regulations, and professional association rules governing the creation and operation of a securities transfer agent's office. Subjects covered include Revised UCC Article 8 and conforming amendments to UCC Articles 1 and 9, application of bona fide purchaser status to securities clearing firms, a review of market changes to which the transfer office must adjust, and ramifications of broker/dealer bankruptcy.

Summary Of Contents

Filing and Shelving Instructions

Replacement Pages
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