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Resales of Restricted Securities, 2012 ed. (Securities Law Handbook Se...

Resales of Restricted Securities, 2012 ed. (Securities Law Handbook Series) New Edition

By J. William Hicks
Copyright: 2012
ISBN-13: 9780314608123
Last Updated: 1/24/2012
Availability: In Stock  
Product Details »
Series: Securities Law Handbook Series
Brand: Clark Boardman Callaghan
Pages: 734
Components: 1 Print
Shelf Space: 1 in.
Free Update Period: 90 days
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Available Options:
Book - softbound
List Price:
 $913.00
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Description

In this handbook, renowned author William J. Hicks alerts you to judicial, legislative, and administrative developments that have an impact on clients. Use the interpretations and guidance found in the text to help clients avoid legal traps that could trigger financial malpractice suits. Topics covered include the transaction concept and theoretical foundations for the regulation of resales, identifying troublesome resales, public resales–Rule 144, public and private resales–Rule 144(k), private resales–"Section 4(1*)", private resales–Rule 144A, and extraterritorial resales–Rule 904 of Regulation S.
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