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SEC Compliance Best Practices, 2011 ed.: Leading Lawyers on Managing Risks, Building and Maintaining Compliance Programs, and Understanding New Legislation (Inside the Minds)

By Multiple Authors

ISBN-13: 9780314276322

Last Updated: 4/1/2011

Availability: In Stock

Product Details »

Brand: Aspatore

Pages: 264

Components: 1 Print

Shelf Space: 1 in.

Free Update Period: 90 days

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Book - softbound

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$95.00

Description

This Aspatore legal title provides perspective on key strategies for protecting clients from potential SEC investigations and suits. Partners and chairs from some of the nation's leading law firms guide the reader through recent developments in U.S. securities legislation, including an in-depth look at the Dodd-Frank Act. Covering a range of topics from understanding the new legislation and current cases to developing and implementing a thorough compliance program, these authors provide a strategic look into some of the most pressing issues for securities practitioners today.