skip to main content
skip to site footer
SEARCH FOR Go Search ADVANCED SEARCH »
SHOP PRACTICE AREAS Menu Dropdown
FEATURED
ALL



Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, ...

Securities Practice: Federal and State Enforcement (Vols. 25 and 25A, Securities Law Series)

By Ralph C Ferrara, Marc I. Steinberg
Copyright: 2000-2011
Last Updated: 9/2/2011
Availability: In Stock   Details 
Product Details »
Series: Securities Law Series
Brand: Clark Boardman Callaghan
Components: 2 Print
Shelf Space: 8 in.
Free Update Period: 90 days
Shipping: FREE Ground Shipping »
Free ground shipping is available on every in-stock West order shipped within the United States. If you choose this option, your order will generally ship from West within 1-2 business days and arrive within 7-10 days via the carrier that West selects. Past-due accounts and other credit issues may delay your order.
Available Options:
Binder/Looseleaf (Full Set)
List Price: $696.00
Binder/Looseleaf (Individual Volumes)
Select Volumes
Monthly book pricing (What's This? )
Monthly Book Pricing through the Assured Print Pricing Service allows you to budget your purchase and updates evenly across 12 months. Contract options are for 24 or 36 months and include all updates.

Description

Gain insight into the workings of the Securities Exchange Commission (SEC). This reference describes the SEC’s approach to enforcement to help you respond effectively to an SEC investigation or enforcement action.

Features

  • Administrative remedies and injunctions
  • Applicability of non-securities laws to SEC enforcement practice
  • Covers multiple representation and conflicts of interest; attorney-client privilege
  • Criminal and related enforcement practice
  • Discusses SEC investigations
  • Regulation of futures trading
  • SEC subpoena enforcement practice

Summary Of Contents

Filing and Shelving Instructions
Can We Help?
Find your Representative »
Live Chat »
Contact Us »
Call 1-800-344-5008