Securities Regulations, 2007 ed. (Law School Legends Audio CD Series)

This audio lecture covers topics such as modern financial markets, securities markets, federal securities laws, role of the SEC, forces of change at work in today's securities markets, the definition of security, public offerings and the registration process under section 5 of the 1933 Act, preparing the registration statement, shelf registration procedures, the SEC's new public offering reform rules, resales of securities by non-issuers, and express civil liability provisions of the 1933 Act.