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Soft Dollars and Other Trading Activities, 2011-2012 ed. (Securities L...

Soft Dollars and Other Trading Activities, 2011-2012 ed. (Securities Law Handbook Series) New Edition

By Thomas P. Lemke, Gerald T. Lins
Copyright: 2011
ISBN-13: 9780314930286
Last Updated: 12/1/2011
Availability: In Stock  
Product Details »
Brand: LegalWorks
Pages: 660
Components: 1 Print
Shelf Space: 1 in.
Free Update Period: 90 days
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Available Options:
Book - softbound
List Price:
 $417.00
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Monthly Book Pricing through the Assured Print Pricing Service allows you to budget your purchase and updates evenly across 12 months. Contract options are for 24 or 36 months and include all updates.

Description

This book provides you with detailed analysis, practical guidance, and primary source reference materials you need to practice in this area. It addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements, including money managers, mutual funds, ERISA pension plans, research providers, and financial institutions. It also covers SEC positions, enforcement actions, and industry developments.

Features

  • Discusses the responsibilities of mutual fund directors
  • Provides helpful diagrams for easy reference
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